(1)保证股权规则运用的合规性
(1) Ensure compliance in the application of equity rules
济南股权顶层架构设计公司认为，股权合规性是公司进行各种资本运作的基本前提，股权合规是公司历史沿革中重要的问题。这里的合规性主要包括以下几个方面:
Jinan Equity top-level architecture design company believes that equity compliance is a fundamental prerequisite for the company to conduct various capital operations, and equity compliance is an important issue in the company's historical evolution. The compliance here mainly includes the following aspects:
①出资主体的合规性，诸如自然人身份的合规性，不得存在不能作为出资人的情形，如公务员、国企管理人员等;好不要存在监管上有不确定性的主体，比如契约型基金、资管计划、信托计划等。
① The compliance of the investment subject, such as the compliance of the identity of a natural person, must not exist in situations where it cannot be a contributor, such as civil servants, state-owned enterprise management personnel, etc; There should be no entities with regulatory uncertainty, such as contractual funds, asset management plans, trust plans, etc.
②出资方式的合规性，如不合规，后期可能还需要整改。
② The compliance of the investment method may require further rectification in the future if it does not comply.
③出资人数的合规性，有限公司不能超过50人，股份公司不能超过200人。
③ The compliance of the number of investors is limited to 50 in a limited liability company and 200 in a joint stock company.
按照现在的监管规则,通过在基金业协会备案的有限合伙私募股权基金投资的，很多情况下将不再视为1名出资人，会被要求穿透计算有限合伙人的人数，此时也应注意穿透后合并计算的人数不要超过上述标准。
According to the current regulatory rules, investment through limited partnership private equity funds filed in the fund industry association will no longer be considered as a contributor in many cases, and will be required to calculate the number of limited partners through penetration. At this time, it should also be noted that the number of consolidated calculation after penetration should not exceed the above criteria.
④出资额度的合规性，对于某些特殊监管行业，出资额要满足法定条件，有的还需要进行验资。
④ The compliance of the investment amount requires that for certain special regulatory industries, the investment amount must meet legal conditions, and some may require capital verification.
(2)要有稳定的控制权
(2) To have stable control
通过控制权规则的合理运用，要能达到保证公司有稳定的控制权、不会陷入公司僵局的效果，这是判断一个股权架构设计得是否成功的关键指标。具体包括两方面:
The reasonable application of control rules ensures that the company has stable control and will not fall into a deadlock, which is a key indicator to determine whether a equity structure design is successful. Specifically, it includes two aspects:
①能够形成单极稳定的控制局面。在股权架构中，无论是通过单独持股，还是通过股权代持、一致行动协议等方式，要形成能够绝对控制(67%以上)或者相对控制(50%以上)或者至少是消极控制(34%)的控制权分配格局,控制权越强越有利于公司的稳定。
① Capable of forming a unipolar stable control situation. In the equity structure, whether through individual shareholding, equity proxy holding, concerted action agreements, etc., it is necessary to form a control distribution pattern that can have absolute control (over 67%), relative control (over 50%), or at least negative control (34%). The stronger the control, the more conducive it is to the stability of the company.
②避免均衡的持股架构。在股权架构设计中一定要避免均衡型的持股结构，比如50%:50%、25%:25%:25%:25%等，这种结构的大弊端在于，一旦股东之间发生矛盾，大家势均力敌，很容易导致股东会不能做出决策并形成公司僵局，给经营管理和业务发展带来重大不利影响，严重的甚至还会引发个人争斗。
② Avoid a balanced shareholding structure. In the design of equity structure, it is necessary to avoid a balanced shareholding structure, such as 50%:.
(3)充分考虑商业逻辑的需要
(3) Fully consider the needs of business logic
股权架构在设计过程中，必须要充分理解并尊重商业逻辑的内在规律。不同的商业逻辑，对人的价值认可、对知识、时间和效率的要求等都是不样的。商业逻辑中很重要的环节就是对权利的分配、对利益的分配，这与股权架构中的股权分配是密切相关的。
In the design process of the equity structure, it is necessary to fully understand and respect the inherent laws of business logic. Different business logic has different requirements for human value recognition, knowledge, time, and efficiency. An important aspect of business logic is the distribution of rights and benefits, which is closely related to the equity distribution in the equity structure.
股权分配如果能够充分反映商业逻辑的需求，匹配不同要素的价值贡献，对于公平、合理地完成股权架构设计具有很重要的意义。其实，对于商业逻辑的考虑，创始人股东具有发言权，这也是创始人在股权架构设计的某些方面具有不可替代作用的主要原因。
If equity distribution can fully reflect the needs of business logic and match the value contributions of different elements, it is of great significance for achieving fair and reasonable equity structure design. In fact, for the consideration of business logic, founder shareholders have the right to speak, which is also the main reason why founders have an irreplaceable role in certain aspects of equity structure design.
The equity structure designed in this way truly reflects the actual litigation of the company, and is a grounded and effective equity structure. Come to our website if you have any needs http://www.daoshangbao.com consulting service
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